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Sunday, 11 December 2016

BINDERLESS FIBERBOARD MADE FROM PRIMARY AND SECONDARY PULP AND PAPER SLUDGE

Author 

Sébastien Migneault, Ahmed Koubaa, Bernard Riedl, Hamid Nadji, James Deng, S. Y. (Tony) Zhang


Abstract 

Pulp and paper sludge is valuable in fiberboard manufacturing because primary sludge (PS) contains fibers and secondary sludge (SS) has adhesive properties. We evaluated properties of binderless fiberboard made from conventional pulp and paper mill sludge sources using a factorial design in which the factors were SS:PS ratio (1:9, 2:8, and 3:7) and pulping process (thermomechanical [TMP], chemical-thermomechanical [CTMP], and kraft). Sludge was collected, refined, dried, and characterized for chemical composition and fiber length. Internal bond strength of CTMP panels increased 90% and thickness swell of TMP panels improved 92% with increasing SS content from 10-30%. IR Fourier transform and X-ray photoelectron spectroscopy analyses were conducted to better understand these results. Increased bonding was attributed to presence of proteins and lignin on the sludge fiber surface, which enhanced adhesion during hot pressing, whereas surface contamination decreased bonding efficiency. The TMP formulation at SS:PS ratio 3:7 met the ANSI requirement for basic hardboard. All other formulations were not dimensionally stable enough to meet the standard. The CTMP source resulted in the highest mechanical properties, and thickness swell was similar for the TMP and CTMP pulping processes. The kraft source produced low-integrity and dimensionally unstable panels.

KEYWORDS


Fiberboard;industrial waste;adhesion;material characterization;recycling

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EVALUATION OF LAMINATED VENEER LUMBER TENSILE STRENGTH USING OPTICAL SCANNING AND COMBINED OPTICAL-ULTRASONIC TECHNIQUES

Author 

David B. DeVallance, James W. Funck, James E. Reeb


Abstract 

Nondestructive commercial ultrasonic grading provides laminated veneer lumber (LVL) manufacturers a means for sorting veneer based on average ultrasonic propagation time (UPT) and/or average dynamic modulus of elasticity (MOEd). However, little is known about the influence of veneer defects on strength properties of veneer and LVL. Including veneer defect and growth ring pattern measurements, obtained via optical scanning, was hypothesized to improve LVL static tensile strength (Ft) property predictions. Nondestructive and destructive testing of Douglas-fir (Pseudotsuga menziesii) veneer and LVL was performed to evaluate improvements in LVL Ft property predictions. Various models based solely on density, optical, ultrasonic, and combined system measurements were developed for LVL property predictions. LVL static Ft was best predicted (R2 1/4 0.65) with integrated optical and ultrasonic measurements (ie combined system model), which included average defect, growth ring pattern, and MOEd measurements from the LVL material. Results suggested improved LVL Ft predictions could be achieved by integrating ultrasonic and optical systems. Additionally, the optical model, which included average defect, growth ring, and density measurements, better explained the variation in LVL static Ft values (R2 = 0.58) compared with the MOEd (R2 = 0.51) and UPT (R2 = 0.31) models.

KEYWORDS


Optical scanning;laminated veneer lumber tensile strength;veneer;veneer defects;ultrasonic NDE;Douglas-fir veneer;nondestructive evaluation

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CONCERNS ABOUT A VARIANCE APPROACH TO X-RAY DIFFRACTOMETRIC ESTIMATION OF MICROFIBRIL ANGLE IN WOOD

Author 

Steve P. Verrill, David E. Kretschmann, Victoria L. Herian, Michael C. Wiemann, Harry A. Alden


Abstract 

In this article, we raise three technical concerns about Evans' 1999 Appita Journal"variance approach" to estimating microfibril angle (MFA). The first concern is associated with the approximation of the variance of an X-ray intensity half-profile by a function of the MFA and the natural variability of the MFA. The second concern is associated with the approximation of the natural variability of the MFA by a function of the MFA. The third concern is associated with the fact that the variance approach was not designed to handle tilt in the fiber orientation. All three concerns are associated with potential biases in MFA estimates. We raise these three concerns so that other researchers interested in understanding, implementing, or extending the variance approach or in comparing the approach to other methods of estimating MFA will be aware of them.

KEYWORDS


Microfibril angle estimation;bias;variance approach;cell rotation;cell tilt;cell cross-section;X-ray diffraction

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MECHANICAL PROPERTIES OF CELLULOSE NANOFIBRIL-FILLED POLYPROPYLENE COMPOSITES

Author 

Han-Seung Yang, Douglas J. Gardner


Abstract 

Cellulose nanofiber (CNF), microfibrillated cellulose (MFC), and microcrystalline cellulose (MCC) filled-polypropylene (PP) composite samples were manufactured using a melt mixing technique. Mechanical testing was conducted to investigate tensile and flexural properties of the composites at different filler loading levels. Test results showed that in the case of cellulose nanofibril fillers, the composites sustained considerable tensile strength up to 10% (w/w) filler loading whereas the tensile strength of the MCC-filled composites decreased continuously. Moreover, tensile modulus increased as filler loading increased for all cellulose fillers. CNF and MCC-filled composites demonstrate plastic deformation and longer elongation at break than MFC-filled composites while MFC-filled composites exhibited a quasi-brittle behavior under tensile deformation. Flexural strength of cellulose nanofibril-filled composites decreased slightly as a function of filler loading up to 6% (w/w) and increased beyond 6% (w/w). The 10% (w/w) cellulose nanofibril-filled composite samples exhibited sustained flexural strength as compared with neat PP. The trend of increased flexural modulus of elasticity behavior was identical to the tensile modulus of elasticity behavior.

KEYWORDS


Cellulose nanofiber;microfibrillated cellulose;microcrystalline cellulose;tensile strength;plastic deformation;flexural strength

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Stand Regeneration Characteristics of Beech and Fir Forests in Gorski Kotar Region

SEEFOR 7 (2): 99-108
Article ID: 118
DOI: https://doi.org/10.15177/seefor.16-15 
Original scientific paper 

Author 

Krunoslav Teslak1*, Mislav Vedriš1, Marko Gašparović1, Marijana Žunić1, Jura Čavlović1

(1) University of Zagreb, Faculty of Forestry, Department of Forest Inventory and Management, Svetošimunska 25, HR-10000 Zagreb, Croatia
* Correspondence: e-mail: kteslak@sumfak.hr
Citation: TESLAK K, VEDRIŠ M, GAŠPAROVIĆ M, ŽUNIĆ M, ČAVLOVIĆ J 2016 Stand Regeneration Characteristics of Beech and Fir Forests in Gorski Kotar Region. South-east Eur for 7 (2): 99-108. DOI: https://doi.org/10.15177/seefor.16-15
Received: 6 Oct 2016; Revised: 15 Nov 2016; Accepted: 20 Nov 2016; Published online: 5 Dec 2016

Cited by:     CrossRef     Google Scholar

Abstract
Background and Purpose: Beech-fir forests cover about 13% of forest land in Croatia, thus being a significant forest resource that is dominantly managed by uneven-aged selection management system. Continuous and successful regeneration is an essential prerequisite for this kind of forest management. Therefore updated and sound information on the present state of regeneration is important, especially in the context of climate change and the actual structure of beech and fir forests. The aim of this paper is to present and analyse current state of regeneration in beech and silver fir forests of Gorski kotar region, with regard to forest ownership (management model), forest communities and habitat characteristics.
Materials and Methods: Field measurement has been done on 313 plots in the beech and fir forests of Gorski kotar region, Croatia. The assessment of regeneration was based on measurement of trees ranging from 0 to 10 cm dbh (species, number of trees, average height) and also the estimation of seedlings up to 1.30 m high (regenerated area in 10% classes, the share of tree species, the origin of stand establishment, regeneration quality).
Results: Attributes like the success of regeneration, the structure of seedlings by species and the recruitment of saplings were analysed with regards to ownership, forest communities and the aim of forest management. The results indicate poor incidence of regeneration especially of silver fir (more than 50% percent of field plots with no regeneration). Silver fir saplings (height>1.3 m, dbh ≤10 cm) are registered on 9% of plots, average number being only 165 per ha (all species together 2044 per ha). The estimated average share of the regenerated area is 16.3% of total forest area, contributed by 5.2% of conifers and 3.8% silver fir. A total of 14 tree species were recorded on regenerated areas, clearly dominated by broadleaves, especially beech (over 50%).
Conclusions: Significant differences in regeneration attributes were proven by ANOVA between ownership categories, forest communities and habitat characteristics. In order to get better insight on the structure of regeneration, it is recommended to improve future assessment by establishing special sub-plots for measurement of seedlings by species.
Keywords: selection forest management, silver fir, European beech, regeneration structure, recruitment


INTRODUCTION
Stand regeneration is a basic task of forest management and therefore natural regeneration with minimal interventions presents a special challenge, as well as the aim of modern forest management planning [1].
Uneven-aged forest management including also selection management approach in circumstances of emphasised multi-functionality and ecological significance of forests on the global level forest science is recognized as the most acceptable management approach. Since the basic prerequisite for establishing and maintaining selection forest management is continuous stand regeneration through entire stand area, then stand regeneration assessment is more demanding in relation to even-aged management.
Numerous studies of intensity and models of canopy openings in terms of gap size and its enlarging [2], as well as the success of regeneration in selection forests have been published recently. Possibly, due to the complexity of stand regeneration estimations in beech-fir forests which include assessments of seed plants’ abundance, such research in Croatia was mainly carried out on sporadic permanent sample plots or individual management units [3, 4]. Regeneration processes in beech-fir old-growth forests in Croatia and abroad were studied considerably more [5, 6]. The results of influential factors and relations with stand structures and regeneration success were also published, e.g. the impacts of stand opening models [2], light intensity [7], population of herbivores [8, 9] and fellings [10] on quality and abundance of silver fir seedlings.
Integrating research based on permanent sample plots and National Forest Inventory (NFI) data could provide a basis for the development of prediction models of stand regeneration in frame of stand growth simulators [11, 12]. Thereof, the existing stand growth simulators provide possibilities of research of stand openings (selection cut intensity) and their influences on stand regeneration [2].
In Croatia, stand-wise inventory has been conducted periodically every 10 years. However, the estimation of stand regeneration structure has not been included. On the other hand, the estimation of stand regeneration structure is included in almost all national inventories, especially in countries where national inventory has a long tradition [13]. Until now only the first national forest inventory in Croatia has been conducted, in which the assessments and information of forest regeneration are included [14].
It is clear that many factors influence stand regeneration and also that forest trees react by increased seed production in circumstances of stress. On the other hand, the abundance and survival of seedlings depend on ecosystem stability. In the context of climate changes, recent research on climate changes (e.g. the influence of air temperature increase or dry periods on the abundance and growth of seedlings) has special importance [2, 15]. Climate changes can influence the appearance of several tree species in stand regeneration, namely tree species’ alterations in stand structure. Climate change in specific areas is characterized by climatic extremes that do not have a clear trend in a short term. In such circumstances, the appearance of pioneer and wide-valent tree species that are adaptive to such conditions can be expected. Consequently, stand regeneration characteristics can be used as valuable indicators of ecosystem stability, the success of forest management in the past and of forest development in the future.
The aim of this paper is to obtain and analyse regeneration characteristics of beech and fir forests in Gorski kotar region, as well as to determine implications of stand regeneration on future forest management in the region, based on the data set obtained from national forest inventory field sample plots. The main assumption is that the abundance and structure of stand regeneration in beech and fir forests in Gorski kotar region during last decades would not sustain establishment and maintenance of selection management, particularly in the sense of maintenance of structural and inter-species relationships in the beech-fir forests. Additionally, significant differences between different site and stand factors and also the impact of management approaches (ownership) on stand regeneration can be expected. Since the success of regeneration directly influences future management activities, it is assumed that the adaptation of management model to current site and stand characteristics of the beech-fir forests would be needed in the future.

MATERIAL AND METHODS
Study Site
The study site encompasses beech and fir forests in Gorski kotar region (Figure 1). Gorski kotar, known as the “Green heart of Croatia”, spreads on 1273 km2 [16]. The region belongs to the continental carst area where forests grow on limestone–dolomite substrates (90%) and partly on silicate substrates with basic soils (cambisols and leptosols). The dominant forest type is beech-fir forest community Omphalodo-Fagetum [17], while silver fir forests on silicate Blechno-Abietetum encompasses smaller part of forests. The altitude ranges between 350 and 1534 m above sea level. The studied area is characterized by continental climate with average annual temperature of 7.3°C and annual precipitation of 2275 mm (meteorological station Delnice). North-east and south-west aspects with many sunny sites are dominant, with inclination reaching above 20% [16].

FIGURE 1. Study site area and the sample of field plots

Field Data
Data on structure and characteristics of stand regeneration in Gorski kotar region were obtained from field measurements and assessments in the first national forest inventory conducted in the area during 2007. The procedures and methods of the inventory are described in Čavlović et al. [18]. The estimation of stand regeneration characteristics was based on the assessment of seedlings and saplings. The structure of seedlings up to 1.30 m height was estimated on a circular plot (radius 13 m) with the assessment of 1) regenerated area (plot coverage with seedlings) in 10% classes, 2) the origin of plants (stand establishment), 3) the share of tree species, 4) main tree species, 5) regeneration quality, 6) damage and the cause of damage and 7) the degree of damage. On a sub-plot with radius 2 m trees ranging from 0 to 10 cm dbh were measured according to tree species and diameter classes (0-3.99, 4-6.99, and 7-9.99 cm) and the assessment of average tree heights of several tree species within several diameter class. Qualitative plot data on administrative categories, ownership, site and stand variables were also recorded and used in the analyses of stand regeneration.

Data Analysis
The database of plots according to regeneration state and structure, ownership, site and stand characteristics from sampled 313 plots was designed. Two indicator variables of regeneration were analysed: regenerated area (area covered by juvenile plants in %) and the number of saplings (trees dbh<10 cm). For a more clear presentation, species were grouped in categories (conifers and broadleaves). One-way analysis of variance (ANOVA) was used for testing differences of regenerated area and the number of trees between categories (ownership, forest type (community), canopy closure, soil depth, rockiness, aspect). In the case of significant statistical differences post - hoc LSD test was used. All statistical analyses were performed with level of significance being 0.05. The database was designed in EXCEL 2010, while the statistical analyses and the preparation of graphical presentation were performed in STATISTICA 11.1.

RESULTS
Regenerated Area
An average regenerated area of 16.6% was obtained. Silver fir contributes to the seedlings with less than one quarter (3.82%), and by including Norway spruce conifers contribute with the share of 5%. The remaining 11.6% is composed of broadleaved tree species with dominant share of European beech (8.8%) followed by Norway maple (1.8%), while seedlings of other broadleaved tree species in average cover less than 0.2% of the sample plot area (Table 1).

TABLE 1. Stand regeneration in Gorski kotar represented by average seedling coverage (by tree species) and the number of saplings per ha (by diameter classes and tree species).

The number of saplings and young trees (0 to 10 cm dbh) amounted to 2044 per ha and can generally be considered sufficient for sustainable selection management. However, silver fir as the most important tree species in ecological and management sense, contributes with only 165 trees per ha. On the other hand, in the high share of other broadleaves (over 50%) prevails rowan, a species which has no management importance in Gorski kotar region. This fact indicates regeneration problems in the studied forests in the long term, as well as caution in interpreting the importance of saplings and young trees as indicators of stand regeneration. As expected, the number of saplings and young trees is decreasing with the increase of diameter classes as a consequence of competition and tree growth processes.
The results of regenerated area according to six selected management-, site- and stand- characteristics of the studied beech and fir forests (ownership, forest type (community), canopy closure, soil depth, rockiness and aspect) are presented in Figure 2 and Table 2. The area regenerated by conifers was usually lower in relation to broadleaves, with exception of private forests where conifer seedlings cover in average almost 19% of sample plot. Forest type has shown influence whereas conifer species have better regeneration success in forest communities with dominant share of silver fir and Norway spruce (coverage up to 10 %), unlike forest communities with dominant share of broadleaved tree species where the obtained average coverage of conifer seedlings is up to 5%. The influence of crown coverage and aspect was shown as unclear, while soil depth showed influence on the abundance of broadleaved seedlings (Figure 2).

FIGURE 2. Regenerated area (%) according to categories of management, stand and site variables. Vertical lines stand for 95% confidence intervals.

The results of one-way analyses of variance showed statistical significant differences of regenerated area according to: ownership for both conifers (p=0.000) and broadleaves (p=0.032), forest type (community) only for conifers (p=0.000), soil depth only for broadleaves (p=0.0013), rockiness for broadleaves (p=0.000) and aspect for broadleaves (p=0.020) (Table 2). The level of canopy closure has not shown to make significant difference neither for conifers nor for broadleaves.

TABLE 2. Descriptive statistics, ANOVA and post-hoc results for regenerated area by ownership, forest type, canopy closure, soil depth, rockiness and aspect.
The best regeneration of conifers is observed in private managed forests that are outstanding to other ownership categories (proven significantly different by LSD test, Table 2). For broadleaved seedlings, less differences with only significant difference between state forests and private unmanaged forests were obtained. Forests of Norway spruce and silver fir have significant difference in relation to beech and beech – fir forests when abundance of conifer seedlings is considered. Significant differences between categories of rockiness, soil depth and aspect are proven only for broadleaved seedlings as shown in Table 2.

Number of Saplings
The number of saplings (trees with dbh<10 cm) according to the abovementioned categories is presented in Table 3 and Figure 3. Alike regenerated area, the abundance of saplings (number per ha) indicates outstanding difficulties in stand regeneration by conifers, namely silver fir. Almost none of the six characteristics (factors) of the studied forests have shown significant influence on the abundance (appearance) of silver fir saplings. Some differences indicate the influence of forest communities. Thus, in thermophile beech forests there is the highest number of silver fir saplings. However, in such site conditions small silver firs are rarely saplings, but usually these are grown and mature trees. Differences in the number of broadleaved saplings are more expressed. The total number of saplings per hectare seems sufficient, but the fact that rowan contributed to almost one half indicates a low stand regeneration potential. Soil depth (and the resulting site quality) expectedly showed positive influence on the abundance of broadleaved saplings (Figure 3).

FIGURE 3. The number of saplings (dbh<10 cm) according to categories of management, stand and site variables. Vertical lines stand for 95% confidence intervals.

One-way analyses of variance showed statistically significant differences of small trees abundance only for soil variables (soil depth, rockiness) as follows: soil depth for broadleaves (p=0.00001) and for all species (p=0.00003); and rockiness for conifers (p=0.03504), for broadleaves (p=0.02572) and for all species (p=0.00427) (Table 3).
According to post-hoc LSD test for broadleaved and for all tree species small trees, significant differences between the deepest soil and other categories of shallower soil were proven. Similarly, the first category of rockiness (without rockiness) has significant difference in relation to other categories of rockiness for all groups of tree species (conifers, broadleaved, all species) as shown in Table 3.

TABLE 3. Descriptive statistics, ANOVA and post-hoc results for the number of saplings per ha by ownership, forest type, canopy closure, soil depth, rockiness and aspect.

DISCUSSION
The level and structure of forest regeneration is of special concern for forest management planning. Forest management in Croatia is predominantly based on natural regeneration, whereas in uneven-aged beech-fir stands it is being exclusively used.
However, due to various causes, regeneration in beech-fir selection forests is found to be insufficient. It can be tracked in diameter structure from stand-wise inventories, sporadic research on permanent plots in managed forests [19, 20] and old growth forests [21], and also from the results of the first national forest inventory [14].
Systematic field measurements and assessments performed within national forest inventory on 313 sample plots enabled sound analysis of regeneration in beech and fir forests in Gorski kotar. Spatial stratification according to different criteria helped to track possible influences on regeneration. Specific multilayer structure of selection forest complicates the assessment and measurement of regeneration and juvenile trees and especially the interpretation of the results [7, 22]. The methodology of measurement used is the same for all forest types and regions, with regeneration being assessed by measurement of trees ranging from 0-10 cm dbh and ocular assessment of regenerated area. While saplings (trees of 0-10 cm dbh) were measured on a small plot (r=2 m), regenerated area (seedlings) was assessed on a rather large one (r=13 m). The assessment of the regenerated area was therefore time-consuming due to the size of the plot, and it also resulted with rough data (estimate of the area instead of density) with questionable consistency between field crews (subjectivity of assessment). Possible improvement in the next forest inventory would be introducing a small subplot for counting and measurement of seedlings (up to 130 cm height). This approach would improve data collection and make data more precise and less subjective. Categorical variables would however still be necessary for assessing the origin, quality and damage of seedlings.
The acquired data are, however, valuable for the inspection of natural regeneration in selection beech-fir forests. Since silver fir is the fundamental species for these forests, its regeneration is crucial for their survival. Average regenerated area of silver fir was assessed 3.82%, thus clearly indicating problems with natural regeneration. By adding spruce, total conifer regenerated area is about 5%, whereas broadleaved saplings cover about 11%, beech being dominant (about 9%) and sycamore maple following with less than 2%. Other species are sporadically present with regenerated areas less than 0.2%.
The presented results on structure of regeneration clearly indicate evident change in uneven-aged beech-fir forests in Gorski kotar region. The present stage of regeneration will expectedly lead to a decreasing share of conifers (especially fir) in favour of the increasing share of beech and other broadleaves. Possible causes of that change are as following: a) natural substitution of species, b) recovery of beech that was reduced by past management, c) alteration of habitat conditions as a result of climate change, d) management activities that favour broadleaves. Most likely all mentioned causes occur simultaneously and interact with different intensities on each area.
These forests are traditionally characterized by low intensity selection harvests and natural regeneration without any seeding or planting. The results of the inventory confirm this fact - the recorded seedlings are all of natural and mostly generative (97.4% plots) origin. However, due to the present level of regeneration and habitat conditions, it is questionable whether future management can sustainably rely exclusively on natural regeneration. This is specially emphasized in the case of silver fir which is a species of fundamental importance in the selection management. An insufficient level of natural regeneration leads inevitably to the collection and production of seeds and seedlings of silver fir, and also requires planning the planting procedures. At the same time adequate management activities should raise the level and success of natural regeneration [10, 19, 20] wherever and as much as it is possible.
The quality of saplings heavily relies on ecological conditions, especially on the intensity of light. Since this variable was assessed for all species together, detailed analysis is not possible. According to the results, the quality of saplings was assigned as very good and good on 90% of plots. It can be presumed that the results for silver fir would be somewhat different if assessed separately. It can generally be concluded that saplings are of good quality and survive when they appear, thus indicating favourable habitat conditions. On the other hand, management activities do not ensure enough level of sapling occurrence on most areas [20, 23]. Future management influence is, however, supposed to change due to significant change in selection management approach recorded in the past decade [24].
Researched beech-fir stands can be considered to be part of a balanced ecosystem since seedlings were not damaged on 75% of plots. On the rest of the plots, the most common causes of damage were insects and sporadically diseases and herbivores. It is even a more important finding since herbivores are considered to be a significant threat to regeneration in Middle European beech-fir forests [8, 9, 25]. This result can possibly be addressed to successful game management and also to presence of natural predators (lynx, wolf, bear). Other reasons can be close to nature forest management that enables abundance of available feed [26].
The abundance of saplings indicates successful regeneration during the past decades. However, in beech-fir stands, depending on the site characteristics and stand attributes, trees can be held down for years without reaching large dimensions. This is in particular characteristic of silver fir that is proven to survive more than 50 years in shade without significant growth [3].
A total number of 2044 trees·ha-1 of dbh<10 cm seems adequate to assure sufficient recruitment of saplings. Along with standard management activities it should consequently maintain sustainable uneven-aged selection stand structure.
However, analysis by species reveals a somewhat different picture - the number of thin silver fir trees is very low and it clearly indicates future significant decrease of fir in beech-fir forests. A great share of thin trees are side species - mostly rowan that hardly exceeds dbh 10 cm in given conditions. Also in stands on higher altitudes and unfavourable sites, fir and beech trees under 10 cm dbh cannot all be addressed as a regeneration since it is medium size that trees can reach in such conditions. Therefore the number of trees dbh<10 cm should be interpreted with caution, since just a small share of them represents regeneration, thus consequently pointing on the problem with regeneration in the past. Unfortunately, the quality and damage of saplings were not assessed - such results would better indicate the real state of regeneration and reveal the problems with the transition of saplings (recruitment). Hence the assessment of quality and damage of saplings should be integrated in the following cycles of NFI.
The present state of forests, including intensity and structure of regeneration, is a result of management activities in the past. With assumption that type of ownership also presents specific the type of forest management [27], we analyzed regeneration structure by ownership. Significantly higher regenerated area in private than in state forests indicates inadequate management model in state forests (Figure 2). This is specially emphasized in the case of conifers where regenerated area in private forests is four times greater than in the state forests. High growing stock with great share of conifers and almost even-aged structure is obviously not favourable for fir regeneration, as already reported in previous studies [19, 20, 23]. It is also interesting that thin broadleaved trees are significantly more abundant in state forests but also in private non-managed forests (without management plans), than in private forests managed according to management plans. Those are mostly rowan, maple and beech trees that remain in suppressed layer for years. Such trees have ecological role, but they do not influence future stand structure in managed stands. In the protected area (National Park Risnjak) regeneration is almost absent, especially for fir. It can be attributed to natural dynamics of forests where mature old single layer stands will slowly come to natural regeneration after natural opening of gaps.
The differences in regeneration between forest types (phytocenoses) are clearly demonstrated - conifers successfully regenerate on optimal sites, i.e. on acidophilic soils upon silicate bedrock. In other forest types conifers are significantly less present. Broadleaves regenerate equally well in all plant communities represented on the research area. The number of saplings trees is surprisingly the highest in thermophile beech, which can be attributed to unfavourable site conditions where fir trees can remain stagnant for entire life, and maybe to a small sample size.
Present canopy closure has obviously higher impact on regeneration than on abundance of thin trees. Significantly higher regenerated area is evident in stands with sparse canopy closure in relation to both complete closure and gaps. It suggests that adequate management activities have to be taken to stimulate regeneration - moderate opening of stands will induce regeneration of (mostly) broadleaves. With consequent care of saplings and possible introduction of fir seedlings, stable mixed uneven-aged stands could be achieved.
Ecological factors like soil depth, rockiness and aspect have significant impact on regeneration. It is interesting that plots with deepest soil and least rockiness do not have highest abundance of seedlings, indicating that these are not crucial requirements for plants to grow in the first phase. Saplings are, however, most abundant on those plots, where deepness and quality of soil play an important role, also substituting the lack of light. It is also likely that on shallow and stony soil trees with up to 10 cm dbh form a final and continuous stage of stand development. Although there are differences in regenerated area according to aspect (especially for broadleaves), they cannot be reliably confirmed. Conifers are shown to prefer east and west oriented sites.
Possible other influences, e.g. of climate change, have not been covered in this research. Also, the complex model of individual and mutual influence of stand and site characteristics would surely make a clearer insight on the success of regeneration, and point out the causes of the present state. However, the presented results ­- poor incidence of seedlings (trees under 1.3 m) and sapling conifer trees - indicate extremely poor regeneration in selection forests, silver fir in particular. Therefore management planning and management activities should be directed in a way to promote fir regeneration and the survival of existing seedlings. It could imply additional involvement in regeneration by the introduction of seeds and seedlings. On the other hand, regeneration of other species (dominantly beech) indicates naturalness and biodiversity of beech-fir forests which should be fostered as much as possible.

CONCLUSION
The level and structure of regeneration in beech-fir forests of Gorski kotar region, based on the results of NFI, is characterized by low regeneration of silver fir, and significantly better success of broadleaves. Common beech regenerates well on the whole researched area. Significant share of other broadleaves (sycamore maple, rowan etc.) indicates well preserved naturalness of forests. Some differences in regeneration structure can be found between forest communities and site conditions - acidophilic sites on silicate bedrock are favoured by conifers, while thermophile and more extreme sites are dominated by beech.
The influence of various owners through different management concepts has also been demonstrated. It can be generally concluded that management models that establish more mixed forests with higher size diversity and lower growing stock enable better regeneration. Management planning should take that into account and adjust future activities into that direction. It will surely help fir regeneration to some extent, while maintaining share of fir over 50% would require aided regeneration by additional seedlings. It is feasible in the framework of close to nature forest management that it will maintain naturalness and biodiversity of Dinaric beech-fir forests in the long term.
The importance of regeneration as an indicator of both ecosystem stability and the success of forest management requires additional concern in forest inventory. The methodology of measurement and assessment should be improved with special sub-plots for more detailed measurement of seedlings. More reliable and more detailed results on regeneration would lead to better projection of development of forest resources, enabling also more active adaptation of future management activities.


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The Role of Tree Mortality in Vitality Assessment of Sessile Oak Forests

SEEFOR 7 (2): 91-97
Article ID: 106
DOI: https://doi.org/10.15177/seefor.16-14
Original scientific paper
Author  
Imre Berki1, Ervin Rasztovits2*, Norbert Móricz2, László Kolozs3

(1) University of West Hungary, Institute of Environmental and Earth Sciences, Bajcsy-Zsilinszky 4., H-9400 Sopron, Hungary; (2) National Agricultural Research and Innovation Centre, Forest Research Institute, Várkerület 30/A, H-9600 Sárvár, Hungary; (3) National Food Chain Safety Office, Keleti Károly 24., H-1024 Budapest, Hungary
* Correspondence: e-mail: rasztovitse@erti.hu
Citation:  BERKI I, RASZTOVITS E, MÓRICZ N, KOLOZS L  2016 The Role of Tree Mortality in Vitality Assessment of Sessile Oak Forests. South-east Eur for 7 (2): 91-97. DOI: https://doi.org/10.15177/seefor.16-14
Received: 13 Jun 2016; Revised: 1 Sep 2016; 9 Nov 2016; Accepted: 10 Nov 2016; Published online: 28 Nov 2016

Cited by:     CrossRef     Google Scholar

Abstract
Background and Purpose: The drought-induced vitality loss of sessile oak (Quercus petraea (Matt.) Liebl.) has been continuously observed in Hungary for more than three decades. The decrease in stand density as a consequence of drought-induced mortality has not been taken into consideration in most of the monitoring methods.
Materials and Methods: Forest stands without any forest intervention during the last 30 years were selected. Quadrats were designated for the analysis in 18 sessile oak stands along a climatic transect in which foliage transparency and stand density were measured. Drought stress was defined by the water balance approach. By combining the foliage transparency and the relative stand density, a new cumulative assessment method of stand level vitality was introduced to get a more realistic picture about the effects of long-term drought (lasting for several decades) on the sessile oak forests in South-East Europe.
Results: The calculated health status (100% - vital; 0% - dead) of the sessile oak stands was between 70-90% in the moist South-West Hungary and below 50% close to its xeric limit. The individual tree-based vitality assessment method gave considerably higher values on 17 out of 18 sites.
Conclusions: Forest monitoring should also consider stand level-based tree mortality in oak forests while assessing health condition especially close to its xeric limit. The proposed new method provides a more realistic picture about the effects of climate change on sessile oak stands particularly for forest managers interested in changing in the wood stock of forests.
Keywords: Quercus petraea (Matt.) Liebl., drought, mortality, stand density, forest monitoring


INTRODUCTION
Global climate change, in particular warming, has been observed in all parts of the world [1], including Europe, where several severe drought periods have occurred during the last decades [2]. The climate of the Carpathian basin has also become more arid during the last 50 years. The mean annual temperature has increased while precipitation during vegetation season has decreased [3, 4]. In the future, the frequency and probability of drought periods may increase, resulting in higher evapotranspiration [5-8] and prolonged water stress.
Since the mid 1970s, droughts tended to occur in subsequent years in Hungary, which led to prolonged water deficits, partly owing to higher evapotranspiration caused by higher temperatures during the growing season [9]. Since water is one of the limiting resources for trees on the xeric limit, and since it is also needed for transporting nutrients, drought could decrease the vitality of trees [10], reduce tree growth [11, 12], alter their crown leaf structures with increased percentages of defoliation, [13] and ultimately lead to tree death [14], consequently reducing stand density [15].
Sessile oak (Quercus petraea (Matt.) Liebl.) forests are one of the most important forest communities in the Carpathian basin, covering 20.8% of the total forested area in Hungary. Since the early 1980s, the severe dry periods have triggered mass mortality of stand-forming forest tree species including Quercus petraea [16, 17]. The multiyear drought in the beginning of the 1990s was especially severe and affected oak forests mainly in the northeastern part of Hungary. These episodic diebacks acted as a self-thinning mechanism to adapt tree density to decreased soil water resources during acute summer droughts.
Different approaches (e.g. ecophysiological, dendroecological, growth modelling) used for the evaluation of stand density change might give different insights [18, 19], but reduced stand density increases water resources, nutrient and light for the retained trees by decreasing competition and canopy interception [20]. Therefore, stand opening could facilitate the regeneration of the surviving trees after drought periods [20, 21]. Improved water availability may reduce the risks of cavitation for trees and thus have a positive effect on stomata opening and consequently also on carbon uptake and growth. The results by McMahon et al. [22] indicated an increase for living above-ground forest biomass in the Mid-Atlantic region of the United States, but failed to account past mortality rates that could explain the deviation from the expected rate of biomass change [23]. Improving carbon uptake should mitigate further mortality by allowing the remaining trees to produce enough carbohydrates for their metabolism and defense against biotic attacks [24]. Gracia et al. [25] showed that thinning treatments of Quercus ilex L. facilitated to overcome severe drought episodes. Nevertheless, stand opening does not ultimately improve water availability since increasing light intensity may lead to a higher temperature at the ground level, which results in higher soil water evaporation and the development of a dense understorey vegetation. A recent study by Misik et al. [26] showed that Acer campestre L. responded successfully to the foliage gaps of sessile oak trees by forming a subcanopy layer. However, the subsequent establishment of grasses after self-thinning could prevent retained trees from benefiting from increased available soil water [27].
The Europe-wide existing forest monitoring system of ICP (International Cooperative Programme on Assessment and Monitoring of Air Pollution Effects on Forests - Level I) offers a suitable, continent-wide evaluation of the forest vitality [28]. ICP was designed to detect and monitor changes of the health condition of living tree individuals annually. Thus, stand level data on Level I plots is not taken into account, although it might be an important indicator of the stand productivity for forest managers. In case of scattered and fragmented forest covers, a considerable number of grid intersections may fall outside of the forests, especially in semiarid regions at the retreating edge of the species distribution [29].
We aimed (1) to extend the established and widely used individual tree-based vitality assessment method with a stand level-based approach for oak forests near the xeric limit which incorporates the effects of the former mortality events through stand density. We have compared the results (2) of the different approaches along a climatic transect in Hungary.

MATERIALS AND METHODS
Investigated Stands
Forest stands without any forest intervention during the last 30 years were selected since a middle-aged sessile oak stand under average weather conditions in Hungary could outgrow an intermediate thinning (30%) within three decades [30]. Stands with wind/snow throw, nitrogen deficiency or pest outbreaks were excluded, resulting that the observed tree mortality was triggered exclusively by drought-induced mortality.
A 50x50 m quadrat was designated for the analysis in 18 sessile oak stands along the climatic transect from the humid region in South-West Hungary to the continental-semiarid region in North-East Hungary in 2011 (Figure 1).

FIGURE 1. The investigated sessile oak stands in Hungary

The 60-100 years old sessile oak stands are situated in zonal position without major confounding factors among the stands (e.g. exposition, steep slope, seeping water). The mean annual precipitation sum ranges from 550 mm to 730 mm. The mean annual air temperature changes between 8.5°C and 10.8°C [31]. The soil texture of the stands is loam and the soil can be characterized by deep fertile upper layer (>10 cm) in all sites (Table 1).

TABLE 1. Main variables of the assessed quadrats

Foliage transparency is defined as the additional amount of skylight visible through the crown compared to the amount of skylight visible through a fully foliated crown. Foliage transparency was estimated in 5% classes by always the same observer based on the live, normally foliated portion of the crown and branches, excluding branches and large spaces between them [28].
The Definition of the Climatic Water Stress
The water balance model of Thornthwaite and Mather [32] was applied to quantify the climatic water stress for the stands between 1961 and 2010. Monthly weather data were provided by the CARPATCLIM Database [31] and interpolated climate data outside of CARPATCLIM target area provided by the Hungarian Meteorological Service (OMSz) were used. The maximum extractable soil water (EWm) was derived from soil texture and rooting depth using soil pit data of the assessed quadrats.
The water stress index (Is) was calculated according to the methodology of Granier et al.[33]. Water stress was assumed to occur when the relative extractable water (REW = EW/EWm) drops below 0.4 (REWc) under which transpiration is gradually reduced due to stomatal closure. Soil water deficit (SWD) was calculated as follows:
SWD = EWm × 0.4 – EW
Water stress index cumulates the difference between REW and REWc for the vegetation period (April-September):
IS = ∑ SWD / EWm

Novel Method for the Assessment of the Health Condition
The thinning of the crown and top drying are among the typical consequences of prolonged droughts. Eventually, a major part of the affected trees recover from the decline, but some trees die due to the severe conditions which reduce stand density.
We proposed a new method for the assessment of stand vitality which considered not only the health condition of living trees, but also the effect of mortality on the stand density. The health condition of the forest stand (Hsta %) is defined by two indicators:
Foliage transparency (Hfol %) of the selected living tree individuals
Relative stand density (Drel %), expressed as the ratio of the current density (Dcu) and the fully stocked density (Dfu) of the stand:  
Drel% = (Dcu / Dfu) × 100
The fully stocked density of a stand is regulated by self-thinning [34, 35]. We have applied the yield tables of sessile oak in Hungary using the average yield class (III.) to determine the fully stocked density corresponding to the mean stem diameter of the stand. The yield tables were defined in the 1960s when there have not been any significant dry periods causing mass oak mortality yet, and therefore we considered these tables describing healthy stands.
These two indicators can be easily combined, i.e. the health status indicated by the foliage transparency is modified by the relative stand density:
Hsta% = (Drel% × (100 - Hfol%)) / 100
  
RESULTS AND DISCUSSION
Relative Stand Density and Foliage Transparency
The relative stand density ranged from 57% to 101% in 2011 in the studied quadrats. As an example, there was a major difference in the relative stand density between two stands (Bak-No.6 and Galgamácsa-No.12) with similar average stem diameters (33 cm and 30 cm respectively) (Figure 2).

FIGURE 2. The spatial distribution of sessile oak trees in quadrats No. 6 (a) and No. 12 (b)

The sessile oak stand No. 6 (age: 76 years) is located in the humid south-west part of the country while No. 12 (age: 100 years) is located near the xeric limit of the sessile oak distribution. The prolonged droughts in the past have reduced the relative stand density to 65% in No. 12, while in No. 6 the stand density was significantly larger with 101 %.   
Field observations showed that the mean foliage transparencies were low (below 27%) in all studied stands with varying relative stand density.
The Relationship between the Health Status of the Stands and the Water Stress Index
The stand level-based method showed that the vitality status (Hsta%) of the sessile oak stands was between 70% and 90% in the humid southwestern region of Hungary while it was below 50% near its xeric limit in 2011 (Figure 3).

FIGURE 3. The relationship between water stress index (Is) and the health condition (Hsta%) of sessile oak stands (%) with triangles and the mean foliage transparency (Hfol%) of sessile oak stands (%) with squares

Prolonged droughts triggered a significant decrease of the relative stand density in the semiarid regions, while foliage transparency of the survived trees did not change significantly.
The determination of the relative stand density by using yield tables constituted one of the main uncertainties of the study. We assumed that the yield tables defined 50 years ago showed the stand densities for completely healthy stands. Earlier research on oak in Hungary showed that the oak decline began only in the second half of the 1970s, and therefore this assumption could be justified [36, 37]. Moreover, the applied yield tables were defined for the whole country based on scattered measurements and not for specific forest locations. For this reason, we included only the plots with average yield class in the analysis and used the corresponding values in the yield tables.
The long-term climatic water stress was defined using a simple water balance model [32] which originally was not intended to simulate water balance changes in the forested area. Unfortunately, water balance simulations could not be validated against measured soil water content, although the main aim was only to compare the climate conditions of the sites to each other. The application of a daily water balance model was omitted due to the need of a large number of variables and data to run the model.
The probable cause of the favourable condition of trees in the thinned stands was that transpiration and rainfall interception of the stand have reduced significantly due to the mortality of trees, thus leaving more available water in the soil for the recovery of the survived trees [38]. This way not only the available water in the soil has increased, but also the availability for nutrients.
The potential use of the stand level-based vitality assessment in forest monitoring is limited due to the fact that forest stands without any forest intervention for at least three decades are needed. However, since our results include long-term changes due to drought events, we propose our stand level-based method as complementary to the ICP monitoring. The new method could be implemented on ICP plots situated in national parks, forest gene conservation areas and long-term experiment sites, especially along the xeric limits of tree species.

CONCLUSIONS 
We have introduced a new health assessment method for sessile oak which incorporated relative stand density as the indicator of extra tree mortality due to drought events. 18 sessile oak plots were investigated, on which the stand density and the current health status of trees were determined. Additionally, the water stress was calculated for each plot using a robust water balance model.
The results showed that the current health status of the stands was good in terms of foliage transparency regardless of the magnitude of the long-term water stress. However, if the relative stand density was included in the evaluation then the relationship between the water stress index and the health status became strong. The probable reason for the good condition of the surviving trees was greater availability of water and nutrients due to the extra thinning effect of tree mortality.
The results suggest that forest monitoring should also consider stand-level data in oak forests while assessing the health condition. In our view, this new method provides a more realistic picture about the sessile oak stands, particularly for forest managers interested in changes in the wood stock of forests. The better understanding of the mortality dynamics of oak may also help to predict more reliably the possible shift of its distribution area due to future climate change.

Acknowledgments
This research was funded by FORGER (FORGER - Towards the Sustainable Management of Forest Genetic Resources) and by the AGRARKLÍMA.2 VKSZ_12-1-2013-0034 projects.


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